Paul Dempsey

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Three Compliance Management Tools Every Manager Needs

Demystifying the uses and practicalities of GRC GRC is an umbrella term covering technologies and models of all types and sizes. We are aware of the big picture improvements that GRC can bring to an organization’s compliance mana...

Increasing regulatory pressure is leading to a huge surge in compliance and risk jobs

The Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry of Australia is having a direct effect on the number of job advertisements being posted for risk and compliance jobs. This phenomenon ...

Increasing Compliance Transparency for Internal and External Audits

The view many of us have about transparency doesn’t reflect the true nature and importance of transparency. Usually when someone is talking about transparency they are really talking about the person or organization being forthcomin...

The Key to Better Policy and Procedure Management

The required policies and procedures are present in almost every organization in the world, yet they are often not followed, which can result in damages for the organization. A closer look at the way we treat policies and procedures a...

Increasing Audit Efficiency and Frequency Through Audit Management

The importance of audits in the financial world cannot be understated. In many industries audit procedures are carried out only when something goes wrong. Finance is not one of those industries. The accuracy of information is of param...

Bringing policy and procedure management into the digital age

Policies and procedures are the backbone of an organization’s ethical and legal needs. Every organization has policies and procedures in place to mitigate risks and to ensure safety, operational efficiency, compliance, and much more...

GRC Technology and Compliance Solutions in the Digital Age

What is GRC, and why is it important? GRC is quickly becoming one of the most talked about topics in the world of risk and compliance. GRC is an abbreviation of Governance, Risk, and Compliance. GRC is a new and better approach towar...

Technology Based Perception of Enterprise Risk Management

The way we perceive things and the way we talk about them affects how we treat them. There is an Australian Aboriginal language called Guugu Yimithirr which has no words for left or right directions. They don’t even have the concept...

Using automation to implement compliance management the right way

Rod Rosenstein, the Deputy Attorney General of the United States Department of Justice gave a speech to commence Compliance Week 2018 and his focus was on the right way to implement compliance. He stated that “compliance should not ...

5 Benefits of Effective Compliance Management Solutions

In the aftermath of 2007 housing bubble and market crash, the banking world has inculcated a changed vision towards liquidity risks. This spontaneous change in the outlook has been responsible for the creation of new regulations by re...