Andrew Hunt

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Regulatory Reach and – Oops! – Grasp: Part II

One of the cornerstones of the Great Depression-era reform legislation comprising The Banking Act of 1933 was known as Glass-Steagall. The Glass-Steagall Act enshrined a new market principle – i.e., that a barrier must be placed bet...

The Connotation of “Customization”

Until recently, I have always viewed the word “customizable” as an extremely positive attribute. In my mind, I used to view customization as a way for the customer to get EXACTLY what he/she wants. After reading the most recent Ga...

360factors at the Chicago Land Compliance Association Conference

360factors at the Chicago Land Compliance Association Conference - the rapidly growing association had speakers ranging in topics from John Byrne, speaking on AML, Andy Zavoina speaking on E-sign, Elizabeth Snyder speaking on UDAAP, B...

The Emergence of Chief Compliance Officers (CCO)

The role of Chief Compliance Officers (CCO) continues to trend toward an increase in significance and value within corporate governance.  In the past decade the role of the CCO has become more independent of the office of the General...

SEMS Element #6- Safe Work Practices and Contractor Selection

This is a huge subject to try and cover in a blog set to average 500 words. So I will state in advance that I highly recommend you attend the SEMSinar™ scheduled for the 25th at 1:PM. You can register to attend at https://www.360fac...